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Acts, Regulations, Guidelines & Policies

    Tri-Council Policy Statement: Ethical Conduct for Research Involving Humans (TCPS 2) 2022 
    Describes the standards and procedures for governing research involving human participants
    Application:
    All research studies submitted to the Sunnybrook research ethics board must be conducted in compliance with the TCPS

    The provisions of the Ontario Personal Health Information Protection Act (PHIPA) 2004

    Establishes rules for the collection, use and disclosure of personal health information that protect the confidentiality and the privacy of individuals with respect to that information
    Application:
    All research studies submitted to the Sunnybrook research ethics board must be conducted in compliance with the Ontario PHIPA.

    A Guide to the PHIPA 2004 (PDF)

    Gives health information custodians (HIC) a basic understanding of how the PHIPA applies in the course of day-to-day activities and help HIC understand their rights and obligations under the legislation
    Application:
    The interpretation of PHIPA in this guide should not be relied upon as a substitute for the legislation.

    International Council for Harmonisation of Technical Requirements for Pharmaceuticals for Human Use (ICH), ICH Harmonised Guideline, Integrated Addendum to ICH E6(R1): Guideline for Good Clinical Practice, E6(R2)

    Provides a unified standard to facilitate the mutual acceptance of clinical trial data by the regulatory authorities
    Application:
    All clinical trials filed with Health Canada or the Food and Drug Administration (FDA), and phase IV trials (i.e., post-marketing), must comply with ICH GCP.

    Part C (Drugs) Division 5 (Drugs for Clinical Trials Involving Human Subjects) of the Food and Drug Regulations 2001

    Defines specific clinical trial application (CTA), and clinical trial application amendment (CTA-A) requirements for the sale and importation of drugs for use in human clinical trials in Canada
    Application: All clinical drug trials filed with Health Canada must comply with part C division 5.

    Guidance Document (GUI-0100): Part C, Division 5 of the Food and Drug Regulations "Drugs for Clinical Trials Involving Human Subjects"

    This guidance document will help anyone who is involved in the conduct of clinical trials of drugs in human subjects in Canada to comply with Part C, Division 5 of the Food and Drug Regulations and to understand the International Council for Harmonisation (ICH) Guidance Document: Good Clinical Practice in the Canadian context.  

    Guidance Document (GUI-0043): Risk classification guide for observations related to inspections of clinical trials of human drugs

    This guide describes how inspectors classify clinical trial inspection observations based on risk and how the overall rating is assigned to an inspection, when applicable, and includes situations that may result in a non-compliance (NC) rating.  It promotes consistency in assigning risk ratings of inspection observations and in the overall inspection rating and also provides examples of inspection observations. 

    Part 4 (Clinical Trials Involving Human Subjects) of the Natural Health Products Regulations 2003

    Defines specific clinical trial application (CTA) and clinical trial application amendment (CTA-A) requirements for the sale and importation of natural health products for use in human clinical trials in Canada
    Application: All clinical natural health product trials filed with Health Canada must comply with part 4.

    Part 3 (Medical Devices for Investigational Testing Involving Human Subjects) of the Medical Devices Regulations 

    Defines specific investigational testing authorization (ITA) requirements for the sale and importation of class II, III and IV medical devices for use in human clinical trials in Canada
    Application: All clinical medical device trials filed with Health Canada must comply with part 3.

    International Organization for Standardization (ISO) Clinical investigation of medical devices for human subjects - Good clinical practice 2020 (ISO 14155)

    Addresses good clinical practice for the design, conduct, recording and reporting of clinical trials that assess the safety or performance of a medical device.
    Application: All clinical trials of medical devices conducted at Sunnybrook and filed with Health Canada or the Food and Drug Administration (FDA) must comply with ISO 14155.
    Note: Access to this document is restricted by copyright license. Contact Quality Assurance and Education for user access and more information.

    The Personal Information Protection and Electronic Documents Act (PIPEDA) 2000

    Rules for the collection, use and disclosure of personal health information that protect the confidentiality and the privacy of individuals with respect to that information
    Application: Although Ontario has its own privacy laws, PIPEDA continues to apply to personal information in inter-provincial and international research studies submitted to the Sunnybrook research ethics board.